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Hotchkiss Insurance · Employee Benefits Intelligence

The Benefits Brief

For CFOs and HR leaders who don't have time for filler. A monthly read on the regulatory shifts, market moves, and money on the table.


Issue
September 2026
Pages
11

Inside This Issue · The CFO Defense Package
01Benefits Just Became Your Second-Largest Line Item. Here's How to Defend It.Pg. 02
02Your Gag Clause Attestation Is Due December 31. Most Sponsors Are About to Sign One They Can't Defend.Pg. 05
03ACA Affordability Just Broke 10%. Your October Contribution Decision Just Got Harder.Pg. 07
04Following Up · What changed since AugustPg. 08
05On My Radar · Three stories worth trackingPg. 09
Tess McCoy
MS · CEBS® · CSFS®
Employee Benefits Consultant
Hotchkiss Insurance
Houston, Texas
tessmccoybenefits.com
01
The Benefits Brief · September 2026Story 01 · Cost Defense

Benefits Just Became Your Second-Largest Line Item. Here's How to Defend It.

Mercer's final 2025 survey is in: $18,500 per employee, 6.7% increase, the highest in 15 years. Boards are noticing. The question isn't "why is it high" — it's "what are we doing that peers aren't?" Three defensible answers separate above-average performers from below.

Per Employee Cost
$18.5K
Average total health benefit cost per employee in 2026 (Mercer, 2,010 employers surveyed)
2026 Increase
+6.7%
Highest annual increase since 2010 — and the fourth consecutive year above 6%
Making Changes
59%
of employers making cost-management plan changes in 2026 — up from 44% in 2024

Here's the math that changes the conversation. At $18,500 per employee, a 250-person self-funded employer is spending $4.6 million a year on health benefits — before pharmacy, stop-loss premiums, or administrative fees. Compound growth at 6.7% means that number becomes $6.4M by 2030 with no plan design changes. Benefits is now the second-largest operating expense after payroll for most mid-market employers. That's the shift boards are noticing. And the September question every CFO is being asked is the same: what are we doing about it that others aren't?

02

Five months of coverage in this brief now synthesize into one CFO answer. These are the three levers separating above-average and below-average cost performers in 2026 — and the ones your board will want to hear you name. None of them require asking employees to give something up. All three protect the plan by fixing structural inefficiency, not shifting cost.

01
Lever One · Plan Design
Site-of-care redirect on infused drugs.

The same infused cancer drug costs an average of 86% more at a hospital outpatient department than at a physician office (EBRI). Some specific drugs run 128% or 428% higher. Cancer is now the #1 employer cost driver, and early-onset cancer means it's hitting working-age employees — on your plan, not Medicare's. The defense: pull infused drug spend split by site-of-care, then route through physician offices, ambulatory infusion centers, or home infusion where clinically appropriate. Documented savings: 25–30% per episode. Covered in our July issue.

02
Lever Two · Pharmacy Contracting
PBM contract audit for §406 exposure.

The Stern v. JPMorgan ruling (March 2026) confirmed that PBM prohibited-transaction claims survive dismissal where fiduciary-breach claims don't. The plaintiffs' bar has a working template. Every self-funded plan should have on file: (1) a review of PBM compensation structure, (2) documentation that a party-in-interest analysis was performed, (3) benchmark data showing PBM terms are reasonable. The audit itself protects the plan — even if you find nothing wrong. Not having documentation is the exposure. Covered in our May and June issues.

03
Lever Three · Risk Vehicle
Structural risk decision: captive vs. open-market.

2027 stop-loss renewals are landing at 30% baseline, 50% at the outlier. Carrier loss ratios hit 8-year highs in 2024. The captive question stopped being about lower premium and became about ending the volatility. For employers on their fourth consecutive year of double-digit increases, the trade looks different. Captive underwriting windows close well before January 1 renewals. The September question isn't "should we go captive" — it's "is the option still open?" Covered in our June and August issues.

The pattern across all three: the defense is structural, not incremental. Cost-shifting to employees works once, at renewal, and creates HR problems the following quarter. Structural changes to plan design, PBM contracting, and risk vehicle work every year without asking employees for anything. That is the answer boards want to hear.

03
The October Board Meeting Script
Every CFO with an October or November board meeting will get some version of the health-cost question. The two-minute answer that wins the room is structural, specific, and quantified: "Our 2026 benefits spend is $X. We've identified three structural levers — site-of-care routing on infused drugs, PBM contract review, and stop-loss vehicle structure. Each has a projected 5-year cost impact. Here are the numbers, here are the timelines, and here is the one decision I'm bringing to this meeting." That answer is defensible. Any variation on "costs are up" is not.
Do Now
Pull three data points before your next executive meeting: (1) infused drug spend by site-of-care from your TPA, (2) date of your last documented PBM compensation review, (3) 2027 stop-loss renewal target date and RFP status. If any of the three comes back as "we'd need to ask" — that gap is the finding.
Ask This
Of your broker or benefits consultant: "For each of the three levers — site-of-care, PBM audit, stop-loss vehicle — what is the projected 5-year cost impact if we act in 2027 versus 2028?" If they can't quantify the delay cost, that's your signal to bring the analysis in-house or get a second opinion.
Document
Whatever you decide, minute it. The board question comes back next October. The fiduciary committee record from October 2026 becomes the defense against the board question in October 2027 — and the litigation question in October 2028. The document is doing the work of two conversations you haven't had yet.
04
The Benefits Brief · September 2026Story 02 · Compliance

Your Gag Clause Attestation Is Due December 31. Most Sponsors Can't Defend Theirs.

The Gag Clause Prohibition Compliance Attestation is required annually of every group health plan. Most sponsors treat it as a checkbox. It's a sworn attestation, filed with three federal agencies, that your plan contracts are free of prohibited language — and most sponsors are attesting without ever reading the underlying contracts.

Filing Deadline
Dec 31
Annual attestation due to DOL, HHS, and Treasury by December 31, 2026 for all group health plans
Plan Coverage
All Plans
Fully-insured and self-funded ERISA, non-federal government, and church plans — no size threshold
TPAs Exiting
2026
Some TPAs announced they will no longer file on behalf of plan sponsors after this year

The CAA gag clause prohibition bars plan contracts from restricting access to provider-specific cost and quality data. Most sponsors sign the attestation based on TPA assurance and never audit the underlying language. What changed in 2026: some TPAs, including MedCost, have announced they will no longer file on behalf of plan sponsors. Filing directly means the sponsor's signature is on the attestation. If the underlying contracts contain gag language, the attestation is false.

05

The "hidden gag" is the real problem. Most primary TPA and carrier contracts have been cleaned up. But downstream agreements — between your TPA and a network, between your PBM and its rebate aggregator, between any vendor and a subcontractor — are where restrictive language now lives. The plan sponsor's attestation covers those too. If your TPA can't produce clean confirmation across the entire downstream chain, your attestation is being signed on faith.

Do Now
Send one written request to your TPA, PBM, and any subcontracted network manager: "Confirm in writing that no agreement in the downstream chain restricts the plan's ability to access cost, quality, or de-identified claims data as prohibited under CAA §201." If any response comes back qualified or vague, that's the audit finding — before you sign.
Ask This
Of your TPA specifically: "Will you file the 2026 GCPCA on our behalf, and if so, what is your indemnification if the underlying contracts contain gag language?" If they will not indemnify, you are bearing the risk regardless of who clicks submit. That changes the calculation of who does the filing.
Document
Whatever you attest, minute the fiduciary review that supports it. The attestation is a single form. The defense is the file behind it — the contract review, the written vendor confirmations, and the committee minutes recording the process. Missing that file is the same gap as missing minutes on PBM oversight.
06
The Benefits Brief · September 2026Story 03 · ACA Math

ACA Affordability Just Broke 10%. Your October Math Just Got Harder.

IRS Revenue Procedure 2026-26 set the 2027 ACA affordability percentage at 10.22% — the highest since the ACA was enacted. For calendar-year plans, employee contribution rates lock in during October. The math you use this month decides your 2027 pay-or-play exposure.

2027 Threshold
10.22%
Highest ACA employer affordability percentage since the law's inception; up from 9.96% in 2026
4980H(a) Penalty
$3.3K
Approximate 2027 per-full-time-employee penalty for ALEs failing to offer coverage (indexed)
Subsidy Loss Impact
1M+
Marketplace enrollees who left in 2026 after ACA enhanced subsidy expiration (see May issue)

The 10.22% number sounds like a technical adjustment. It isn't. Employers can now charge employees a higher share of premium and still meet the affordability safe harbor — but that collides with a workforce whose marketplace fallback disappeared when enhanced ACA subsidies expired in January 2026. If you raise contributions to the 10.22% limit, you capture savings and you also capture participation.

The October Decision Most CFOs Are Under-Modeling
Higher affordability threshold + subsidy cliff = a participation surge you may not have priced. Workers who would have marketplace-shopped at 9.96% will accept your plan at 10.22%. More lives, more claims. Model participation change alongside contribution change — not in isolation.
Do Now
Model 2027 contributions at three scenarios: (1) current ratio flat, (2) at the 10.22% safe harbor, (3) split by income tier. Ask your analyst: "What percentage of our workforce sits within one contribution tier of the affordability threshold?"
07
The Benefits Brief · September 2026Following Up

What changed since August.

Three open loops from last issue. One is progressing quietly. One is quieter than expected. One took a small but consequential turn.

Post-January 2026 enforcement-priority declaration, EBSA investigators are including cybersecurity documentation requests in routine health plan audits — not as standalone actions yet, but as part of broader fiduciary reviews. The audit posture is testing whether committees have documented their vendor cybersecurity evaluations. If you sent the DOL 12-question checklist to your TPA as recommended last month, the responses are your file. If you did not, that's the September task that still matters.

Vanguard's August announcement of $1,500 per employee has not yet triggered the wave of Fortune 500 follow-on commitments some expected. Treasury guidance (REG-101355-26) remains in comment period. Most mid-market employers are appropriately parked in "evaluating, not committing" mode. The recommendation from August stands: draft your one-page internal position now, even if the position is "not yet." The board question is still coming. Adoption pressure will build if two or three peers in your industry announce before Q1.

Early September renewal quotes are showing carriers pushing lasers more aggressively than last cycle — including on claimants who would not have been lasered in 2025. The pattern: carriers are absorbing more base-rate volatility by transferring individual-claimant risk back to the plan sponsor via lasers. If your renewal quote comes back with a lower-than-feared base rate but new lasers attached, that's the same pricing dressed differently. Ask for the no-new-laser number in writing, even if you don't take it. Knowing the gap changes the negotiation.

08
The Benefits Brief · September 2026On My Radar

Three stories worth tracking before they become your problem.

Not yet ready for full coverage. Each one will shape someone's 2027 renewal — and the employers who see them coming get the cheaper outcome.

01
DOL Electronic Disclosure
Proposed safe harbor for digital ERISA notices. Comments due September 21.

The July 22 proposed rule would let health plans use a notice-and-access model — posting required documents online with electronic notification — as a safe harbor for ERISA disclosure. The current 2002 rule was written before smartphones. The proposal is narrow (health plans only, not stand-alone dental or life), but the operational lift savings are real. Comments close September 21. If your benefits administration platform can support notice-and-access, this rule matters. Watch for the final version in Q1 2027.

02
New Jersey Leave
NJFLA amendments expanded coverage effective July 17.

New Jersey Family Leave Act amendments broadened definitions of "family member" and modified employer size thresholds. For multistate employers with New Jersey employees, existing leave administration workflows may not capture the new coverage triggers. The compliance risk is quiet: private right of action for aggrieved employees. Confirm with your leave administration vendor that policies have been updated for the July effective date — in writing.

03
Flowers v. Caremark
Eighth Circuit affirmed ERISA preemption of state PBM law.

In August, the Eighth Circuit affirmed dismissal of a participant class action against Caremark, holding ERISA preempts Arkansas's pharmacy network adequacy requirements. The ruling narrows the state-law path to challenging PBM practices in ERISA-covered plans. It does not affect the federal §406 theory that survived in Stern v. JPMorgan — that path stays open.

09

Questions about what you just read? Let's talk.

No sales pitch. No pressure. Just an honest conversation about where your benefits strategy stands — and where it could go.

Email
tmccoy@hotchkissins.com
Direct
832.788.2386
Website
tessmccoybenefits.com
LinkedIn
linkedin.com/in/tessmccoy

"The system wasn't built for employers. I help you build one that was."


The Benefits Brief · September 2026 · Hotchkiss Insurance

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